Investment Strategy

• 01Equity Linked Bond
  • Invest in domestic and overseas CB, BW, EB, RCPS and high-yield corporate bonds
  • Pursue investment stability and profitability at the same time (seeking both the upside potential of stock and the stability of bond)
  • Minimize the risk by diversified portfolio of 10 to 20 securities
• 02Multi-strategy
  • Invest in select stocks based on comprehensive fundamental researchin regards of valuation, momentum and liquidity.
  • Portfolio of deep in the value with downside protection, low volatility,high-dividend and market leadership stocks
  • Adjust stock investment weight according to global trend of financial markets and valuations
• 03Growth Equity
  • Invest in select companies with perpetual engine of growth, talented management and sufficient resources.
  • Focus in the best investment idea based on clear investment strategy with market-leading industries and styles
  • Diversify risk through asset allocation strategy at the portfolio level and avoid investing in financially vulnerable companies
• 04Asia dividend
  • Stable dividend income from carefully selected companies offering sustained dividends in Vietnam, Thailand, China and Hong Kong markets
  • Capital gain from high growth companies dominant in local markets or competitive at global level
  • Invest in the prominent companies in Asia based on cooporated research activities with Asam Vietnam and Asam’s Thailand investment advisor.

Risk & Compliance

Risk Management System

• Risk Preset
  • Checking operation guidelines
  • Confirming investment guideline
  • Preventing excessive exposure to specific industries and items
  • Establishing management range by consulting with marketing department, risk management department, and operational department from the start of operation
  • Preventing excessive exposure to specific industries and items
• Risk Monitoring
  • Occasional monitoring of Risk management department
  • Monitoring for operating department, operation asset, and operation status
  • Checking restricted investment item
  • Checking information of the maximum percentage by category
  • Exchanging information with customers at any time
• Risk Management
  • The head of the risk management department notifies risks the relevant operating department. The operating department recognizes and adjusts the risks.
  • Risk Management Committee is convened to make decisions when important risk incidents are raised.
  • Preparing counter measures in case of any violation such as guidelines
  • Seeking measures to prevent recurrence

Compliance System

• Compliance examine and training
  • Applying strict regulations such as laws, guidelines, and internal control standards.
  • Conducting work ethics and compliance training at any time and on a regular basis
  • Employee training such as awareness of accident prevention
• System for monitoring at all times
  • Establishing Compliance System
  • Pre and post checking
• Check System
  • Checking the details for daily operation
  • Establishing counter measures for corrective measure and a measure to prevent a repeat against violations.
  • Recording for daily inspection
  • Reporting to Investment strategy review committee.